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Showing 251 to 260 of 6296 search results for This final notice.

  1. FSA Final Notice 2011: Peter Stephen Fox [pdf]

    Final notices Published: 29/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Peter Stephen Fox

  2. FCA issues final messages on LIBOR before end-2021

    News stories Published: 10/12/2021 Last modified: 10/12/2021
    Final LIBOR publications before end-2021 deadline and remaining actions firms need to take.

  3. Final notice 2016: Jawad Khan [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. FSA Final Notice 2011: Mr Ian David Jones [pdf]

    Final notices Published: 21/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Ian David Jones

  5. FSA Final Notice 2012: Riaz Aslam Gul [pdf]

    Final notices Published: 31/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Riaz Aslam Gul

  6. FSA Final Notice 2013: Green Money Limited [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Green Money Limited

  7. FSA Final Notice 2011: David Massey [pdf]

    Final notices Published: 21/02/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Massey

  8. Final notice 2016: Abbas Khan trading as Parry Lane Services [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2016: W H Ireland Limited [pdf]

    Final notices Published: 23/02/2016 Last modified: 23/02/2016
    This final notice refers to breaches of PRIN 3 and SYSC related to market protection, culture/governance and conflicts of interest in the wealth management and private banking sector. We imposed a fine and restriction.

  10. Final notice 2016: Veena Bhandari [pdf]

    Final notices Published: 26/01/2016 Last modified: 26/01/2016
    This final notice refers to a candidate for approval to perform controlled functions. The candidate did not satisfy us that they met the competence & capability criteria of the FCA’s Fit and Proper Person Test. We refused the application.
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