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Open-ended funds investing in less liquid assets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members. -
Investment Firms Prudential Regime final rules published
We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID. -
FSA Final Notice 2009: Aon Limited [pdf]
FSA Final Notice 2009: Aon Limited -
PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance
This Policy Statement outlines the new rules and guidance on our first package of remedies from the Retirement Outcomes Review (ROR) following our Consultation Paper CP18/17 (summary). -
Final public meeting of the Financial Services Authority
At this event, we will discuss the Financial Services Authority 2012/13 Annual Report. -
FSA Final Notice 2010: Jump Mortgages Limited [pdf]
FSA Final Notice 2010: Jump Mortgages Limited -
FSA Final Notice 2008: David Lawrence Brown [pdf]
FSA Final Notice 2008: David Lawrence Brown -
Notice of Undertaking: The Equitable Life Assurance Society
Notice of Undertaking: The Equitable Life Assurance Society. First published:. 16/02/2016. ... radios. Yes. No. What can we do to improve pages like this? -
FSA Final Notice 2009: Penn Financial Services Unlimited [pdf]
FSA Final Notice 2009: Penn Financial Services Unlimited -
FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers [pdf]
FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers