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Showing 261 to 270 of 6296 search results for This final notice.

  1. FSA Final Notice 2012: Bank of Scotland Plc [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc

  2. FSA Final Notice 2013: Ryan & Company Insurance Brokers [pdf]

    Final notices Published: 13/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Ryan & Company Insurance Brokers

  3. FSA Final Notice 2013: UBS AG [pdf]

    Final notices Published: 08/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against UBS AG - February 2013

  4. Final Notice 2017: Ian Foden [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: Zoe Croft [pdf]

    Final notices Published: 16/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2023: Equifax Limited [pdf]

    Final notices Published: 13/10/2023
    This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and

  7. FSA Final Notice 2012: Plus500UK Limited [pdf]

    Final notices Published: 17/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Plus500UK Limited

  8. FSA Final Notice 2011: David Wood [pdf]

    Final notices Published: 20/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Wood

  9. FSA Final Notice 2011: Fastmoney.co.uk [pdf]

    Final notices Published: 11/11/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Fastmoney.co.uk

  10. Final Notice 2024: Tyrone Miller [pdf]

    Final notices Published: 31/05/2024
    “This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.”
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