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Showing 2751 to 2760 of 6304 search results for This final notice.

  1. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

    Policy statements Published: 03/07/2017 Last modified: 03/07/2017
    This publicationsets out our final rules on conduct issues, including research, inducements, client categorisation, best execution, the appropriateness test, taping, client assets and perimeter guidance. ... This Policy Statement covers the MiFID II

  2. FSA Final Notice 2010: Mr Mark Hazelwood [pdf]

    Final notices Published: 08/01/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Mr Mark Hazelwood

  3. FSA Final Notice 2009: Michael Paul Dewdney trading as Michael Dewdney Associates [pdf]

    Final notices Published: 02/09/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Michael Paul Dewdney trading as Michael Dewdney Associates

  4. FSA Final Notice 2009: Richard Francis Grey trading as Greygoose Mortgages Services [pdf]

    Final notices Published: 20/05/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Richard Francis Grey trading as Greygoose Mortgages Services

  5. FSA Final Notice 2009: UBS AG [pdf]

    Final notices Published: 05/08/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: UBS AG

  6. FSA Final Notice 2008: Michael Bright [pdf]

    Final notices Published: 11/04/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Michael Bright

  7. FSA Final Notice 2008: Philip Condon [pdf]

    Final notices Published: 11/04/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Philip Condon

  8. FSA Final Notice 2010: John R May [pdf]

    Final notices Published: 16/06/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: John R May

  9. FSA Final Notice 2009: GMAC-RFC Limited [pdf]

    Final notices Published: 29/10/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: GMAC-RFC Limited

  10. FSA Final Notice 2008: HFC Bank Limited [pdf]

    Final notices Published: 16/01/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: HFC Bank Limited
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