Search results
Showing 281 to 290 of 6296 search results for This final notice.
-
Final notice 2016: James Kirkwood [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FSA Final Notice 2012: Barclays Bank Plc [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Barclays Bank Plc -
Final Notice 2020: North West Seamless Coating Ltd [pdf]
This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Premier Dental Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2024: Paul Ulliott [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
FSA Final Notice 2011: Exclusive Asset Management Limited (In Liquidation) [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Exclusive Asset Management Limited (In Liquidation) -
FSA Final Notice 2011: Mr Qadeem Mohammed [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Mr Qadeem Mohammed -
FCA Final Notice 2013: Omar Sohail Zaman (trading as Worldwide Money Exchange) [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2024: Robert Harriss [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition. -
FSA Final Notice 2011: Willis Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Willis Limited