Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 281 to 290 of 6296 search results for This final notice.

  1. Final notice 2016: James Kirkwood [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. FSA Final Notice 2012: Barclays Bank Plc [pdf]

    Final notices Published: 27/06/2012 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Barclays Bank Plc
  3. Final Notice 2020: North West Seamless Coating Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  4. Final notice 2016: Premier Dental Limited [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  5. Final Notice 2024: Paul Ulliott [pdf]

    Final notices Published: 15/01/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.
  6. FSA Final Notice 2011: Exclusive Asset Management Limited (In Liquidation) [pdf]

    Final notices Published: 08/07/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Exclusive Asset Management Limited (In Liquidation)
  7. FSA Final Notice 2011: Mr Qadeem Mohammed [pdf]

    Final notices Published: 14/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Qadeem Mohammed
  8. FCA Final Notice 2013: Omar Sohail Zaman (trading as Worldwide Money Exchange) [pdf]

    Final notices Published: 07/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  9. Final Notice 2024: Robert Harriss [pdf]

    Final notices Published: 24/05/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition.
  10. FSA Final Notice 2011: Willis Limited [pdf]

    Final notices Published: 21/07/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Willis Limited