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Showing 291 to 300 of 6296 search results for This final notice.

291. Final Notice 2023: David Nigel Lewis [pdf]

     Final notices Published: 27/11/2023
     This Final Notice refers to breaches of Principles for Business 6 and 7 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £26,800 is being made to the FSCS.

292. FSA Final Notice 2012: Eric Lung [pdf]

     Final notices Published: 07/08/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Eric Lung

293. Final Notice 2024: Clint Canning (AKA Christian Beauchamp AKA Clint Foster) [pdf]

     Final notices Published: 16/02/2024
     This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

294. FSA Final Notice 2011: A.J Wiggins Limited [pdf]

     Final notices Published: 05/01/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against A.J Wiggins Limited

295. FSA Final Notice 2012: P3 Wealth Management Limited [pdf]

     Final notices Published: 24/04/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against P3 Wealth Management Limited

296. FSA Final Notice 2011: Golden Enterprises UK Limited [pdf]

     Final notices Published: 08/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Golden Enterprises UK Limited

297. FSA Final Notice 2012: Mass Pays Ltd [pdf]

     Final notices Published: 10/05/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mass Pays Ltd

298. FSA Final Notice 2012: Pollok Credit Union Limited (“PCU”) [pdf]

     Final notices Published: 22/03/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Pollok Credit Union Limited (“PCU”)

299. FSA Final Notice 2011: City Index Limited [pdf]

     Final notices Published: 20/01/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against City Index Limited

300. FSA Final Notice 2011: B-Assured Financial Services Limited [pdf]

     Final notices Published: 14/04/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against B-Assured Financial Services Limited