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Showing 321 to 330 of 6296 search results for This final notice.

321. Final Notice 2020: Barclays [pdf]

     Final notices Published: 15/12/2020
     This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.

322. FCA Final Notice 2013: Derek Jones [pdf]

     Final notices Published: 29/04/2013 Last modified: 19/05/2015
     This final notice refers to breaches of APER 6 related to lack of fitness /propriety in the mortgage and consumer credit sector. We imposed a prohibition.

323. Final Notice 2024: Keyvolute Limited t/a Payshot Limited [pdf]

     Final notices Published: 18/06/2024
     This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

324. FCA Final Notice 2014: Royal Bank of Scotland plc and National Westminster Bank Plc [pdf]

     Final notices Published: 27/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 2, PRIN 9, and MCOB related to mis-selling in the retail bank sector. We imposed a fine.

325. FCA Final Notice 2014: Mohsin Shahzad Khan [pdf]

     Final notices Published: 11/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

326. FSA Final Notice 2012: Yohichi Kumagai [pdf]

     Final notices Published: 08/05/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Yohichi Kumagai

327. FSA Final Notice 2012: Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers [pdf]

     Final notices Published: 03/05/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers

328. Final Notice 2022: John Gordon (trading as Magic Cycles) [pdf]

     Final notices Published: 27/10/2022
     This final notice (John Gordon - trading as Magic Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

329. FCA Final Notice 2014: Philip Eley [pdf]

     Final notices Published: 27/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

330. Final Notice 2015: Neil Moir trading as ‘Readymoney’ [pdf]

     Final notices Published: 26/08/2015 Last modified: 26/08/2015
     This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.