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Showing 331 to 340 of 6296 search results for This final notice.

  1. Final notice 2016: Shay Jacob Reches [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection

  2. FCA Final Notice 2013: Jeffrey Simon Bennett [pdf]

    Final notices Published: 12/07/2013 Last modified: 19/05/2015
    This final notice refers to breaches of APER 6 related to misselling and lack of fitness/propriety in the investment advisers and platforms sector. We imposed a fine, a prohibition order and withdrawal of approval.

  3. FSA Final Notice 2011: On the Move Mortgages (UK) Limited [pdf]

    Final notices Published: 13/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against On the Move Mortgages (UK) Limited

  4. Final Notice 2023: Keal Stevens [pdf]

    Final notices Published: 10/08/2023
    This final notice (Keal Stevens) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2016: Alan Whittington [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open

  6. FSA Final Notice 2012: Tony Sanham [pdf]

    Final notices Published: 22/08/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Tony Sanham

  7. FSA Final Notice 2012: Sardar Agha [pdf]

    Final notices Published: 05/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Sardar Agha

  8. FSA Final Notice 2011: Gary John Hexley [pdf]

    Final notices Published: 29/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gary John Hexley

  9. FSA Final Notice 2012: Ian Orbart [pdf]

    Final notices Published: 12/09/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Ian Orbart

  10. FSA Final Notice 2012: Ravi Shankar Sinha [pdf]

    Final notices Published: 31/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Ravi Shankar Sinha
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