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Showing 341 to 350 of 6296 search results for This final notice.

  1. FSA Final Notice 2012: David J Sime [pdf]

    Final notices Published: 16/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David J Sime

  2. FSA Final Notice 2011: Bank of Scotland Plc [pdf]

    Final notices Published: 23/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc

  3. Final notice 2016: Simon Wright [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2016: John Sanders [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FSA Final Notice 2011: Pinnacle Asset Management Limited [pdf]

    Final notices Published: 16/02/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Pinnacle Asset Management Limited

  6. FSA Final Notice 2011: HSBC Bank Plc (HSBC) [pdf]

    Final notices Published: 02/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against HSBC Bank Plc (HSBC)

  7. FCA Final Notice 2013: Porta Verde Financial Services Limited [pdf]

    Final notices Published: 24/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to appointed representatives, and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  8. FSA Final Notice 2012: Gulam Mohmed Suleman Jiva [pdf]

    Final notices Published: 04/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gulam Mohmed Suleman Jiva

  9. Final notice 2016: Aaron Cooper [pdf]

    Final notices Published: 16/03/2016 Last modified: 16/03/2016
    This final notice refers to breaches of COND and PRIN 11 related to Threshold Conditions, Failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. FSA Final Notice 2013: Nestor Healthcare Group Limited [pdf]

    Final notices Published: 12/02/2013 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Nestor Healthcare Group Limited.
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