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Showing 3931 to 3940 of 6319 search results for This final notice.

3931. FSA Approved Person Refusals 2003: Mr Michael Bridges [pdf]

      Final notices Published: 01/11/2003 Last modified: 14/06/2014
      FSA Approved Person Refusals 2003: Mr Michael Bridges

3932. FSA Approved Person Refusals 2003: Edward Philip Curtis [pdf]

      Final notices Published: 01/05/2003 Last modified: 14/06/2014
      FSA Approved Person Refusals 2003: Edward Philip Curtis

3933. Final Notice 2013: Michael Coscia - Appendix 1 [pdf]

      Final notices Published: 03/07/2013 Last modified: 07/11/2014
      Chart: Example of trading

3934. FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers Financial Services (London) Limited) [pdf]

      Final notices Published: 01/10/2005 Last modified: 14/06/2014
      FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers Financial Services (London) Limited)

3935. Final Notice 2018: Martyn Dodgson [pdf]

      Final notices Published: 15/11/2018

3936. Final Notice 2017: Canwell Caravans Ltd [pdf]

      Final notices Published: 20/10/2017
      Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

3937. FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) [pdf]

      Final notices Published: 01/10/2005 Last modified: 14/06/2014
      FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) - Further issues in Retail IRB

3938. AIFMD

      Focus areas Published: 08/06/2016 Last modified: 06/02/2023
      The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

3939. FSA Application Refusal 2005: K C Firmin Car Sales [pdf]

      Final notices Published: 01/03/2005 Last modified: 14/06/2014
      FSA Application Refusal 2005: K C Firmin Car Sales

3940. FCA Final Notice 2013: Dickson Minto W. S. [pdf]

      Final notices Published: 16/12/2013 Last modified: 07/11/2014
      Following a request received from Dickson Minto W. S., the FCA hereby limits and restricts the services to which the sponsor approval of Dickson Minto W. S. relates.