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Showing 3981 to 3990 of 6319 search results for This final notice.

  1. Personal data and mutuals registration

    Last modified: 22/02/2023
    How and why the FCA uses personal data that is collected for mutuals registration.

  2. FCA publishes Decision Notice against financial adviser for pension transfer advice failings

    Press Releases Published: 09/08/2021 Last modified: 09/08/2021
    The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services

  3. FCA Statement on CRD IV

    Statements Published: 20/09/2013 Last modified: 23/09/2013
    This is in line with the expected timetable set out by the Financial Conduct Authority (FCA) in April. ... In order to facilitate this, the FCA is intending to undertake two consultations on elements of the framework.

  4. FSA Application Refusal 2009: Evergreen Estates (UK) Limited [pdf]

    Final notices Published: 01/08/2009 Last modified: 14/06/2014
    FSA Application Refusal 2009: Evergreen Estates (UK) Limited

  5. Final Notice 2017: Metallic Cars Ltd [pdf]

    Final notices Published: 23/10/2017
    Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

  6. PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules

    Policy statements Published: 15/11/2016 Last modified: 15/11/2016
    We are publishing Handbook rules that discharge a new duty placed on us by parliament to cap early exit charges in existing and new personal and stakeholder personal pension schemes.

  7. Final Notice 2023: SBL Legal Solutions Limited [pdf]

    Final notices Published: 19/09/2023
    The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and

  8. Final Notice 2017: Phoenix Clinic Limited [pdf]

    Final notices Published: 20/10/2017
    Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

  9. Innovation newsletter sign-up

    Last modified: 26/04/2024
    Sign up to receive the latest news and insights from the FCA Innovation Hub.

  10. PS23/5: Debt Packagers: Feedback to CP23/5 and final rules

    Policy and guidance Policy statements Published: 02/06/2023 Last modified: 02/06/2023
    We set out our new rules banning debt packagers from receiving referral fees and summarise feedback to CP23/5 and our response.
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