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Showing 3991 to 4000 of 6319 search results for This final notice.

  1. MS18/1: General insurance pricing practices market study

    Market studies Published: 31/10/2018 Last modified: 28/05/2021
    We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.

  2. FCA publishes Decision Notices against three bond traders for market manipulation

    Press Releases Published: 07/12/2022 Last modified: 07/12/2022
    We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse.

  3. Sign up for FCA events updates

    Last modified: 21/05/2024
    High-cost credit. Please specify. Subscribe. Privacy information. By submitting this form you consent to us sending emails to you regarding FCA events. ... See our privacy notice for further information about the way we use the personal data collected in

  4. PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide

    Policy statements Published: 09/12/2015 Last modified: 26/05/2016
    Rules. This paper sets out our feedback to the responses on our proposed amendments to DEPP and EG set out in CP14/13, and our final amendments to DEPP and EG. ... This policy statement will be relevant to:. UK banks, building societies, credit unions.

  5. Committees

    About us Who we are Published: 05/04/2016 Last modified: 28/06/2024
    The FCA Board has several committees to which it delegates certain function/powers.

  6. Final notice 2016: JPB Audio Visual Limited [pdf]

    Final notices Published: 21/03/2016 Last modified: 21/03/2016
    The case concerns breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. The FCA publishes Decision Notice for Andrew Tinney, former Barclays Wealth senior director

    Press Releases Published: 14/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mr Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management (BWA). This sets out the FCA’s finding that Mr Tinney should

  8. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 16/05/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.

  9. Final Notice 2021: Express Vehicles Limited [pdf]

    Final notices Published: 05/08/2021
    Final notice to Express Vehicles Limited for failing to be open and co-operative and a lack of appropriate non-financial resources.

  10. FCA confirms final rules on improving the quality of pension transfer advice

    Press Releases Published: 04/10/2018 Last modified: 11/04/2024
    The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.
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