Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 4001 to 4010 of 6322 search results for This final notice.

  1. FCA publishes Decision Notices concerning Cathay International Holdings Limited, its CEO and Finance Director

    Press Releases Published: 03/06/2019 Last modified: 03/06/2019
    The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

  2. [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013

  3. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    31/03/2017. Last updated: 31/03/2017. This Policy Statement sets out our near final rules in the areas that we consulted on in CP15/43 (where we consulted mostly ... Please complete this form if you require this content in an alternative format.

  4. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 16/05/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.

  5. FSA Application Refusal 2005: Connex Financial Services Limited [pdf]

    Final notices Published: 01/03/2005 Last modified: 14/06/2014
    FSA Application Refusal 2005: Connex Financial Services Limited

  6. Loan fee fraud

    Consumers Scams Published: 18/04/2016 Last modified: 06/12/2023
    Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs.

  7. Review of firms’ handling of complaints about packaged bank accounts

    Multi-firm reviews Published: 07/07/2017 Last modified: 07/07/2017
    Findings from our review of how firms handle complaints about packaged bank accounts.

  8. FSA Application Refusal 2011: Avista Wire and Clearing Limited [pdf]

    Final notices Published: 06/01/2011 Last modified: 14/06/2014
    FSA Application Refusal 2011: Avista Wire and Clearing Limited - Final Notice Summary

  9. FSA Application Refusal 2012: Celtic Business Services Ltd [pdf]

    Final notices Published: 12/10/2012 Last modified: 14/06/2014
    FSA Application Refusal 2012: Celtic Business Services Ltd

  10. Future into focus

    Speeches Published: 19/09/2013 Last modified: 19/09/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
Related topics