Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 4021 to 4030 of 6322 search results for This final notice.

  1. FCA Final Notice 2013: Winterflood Securities Limited (trading as Winterflood Investment Trusts) [pdf]

    Final notices Published: 16/12/2013 Last modified: 11/11/2014
    Following a request received from Winterflood Securities Limited (trading as Winterflood Investment Trusts), the FCA hereby limits and restricts the services to which the sponsor approval of Winterflood Securities Limited (trading as Winterflood

  2. Final notice summary: EFG Asset Management [pdf]

    Final notices Published: 17/11/2016

  3. Sign up to receive FCA press releases

    Last modified: 15/03/2024
    Note: due to high demand, we are only able to offer this service to journalists. ... See our privacy notice for further information about the way we use the personal data collected in this form.

  4. LIBOR resources

    Markets Published: 04/07/2021 Last modified: 02/04/2024
    All news, statements, speeches and publications on LIBOR.

  5. Final notice 2020: MH Auto House Limited [pdf]

    Final notices Published: 06/02/2020
    MAHL has failed to comply with the regulatory requirement to submit the Return. MAHL has not been open and co-operative in all its dealings with the Authority,

  6. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Final notice 2020: MKJ Car Sales Limited [pdf]

    Final notices Published: 06/02/2020
    MCSL has failed to respond adequately to the Authority's repeated requests for it to submit the Return, and has thereby failed to comply with Principle 11 of the Authority's Principles for Businesses

  8. PS19/14: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules [pdf]

    Policy statements Published: 04/06/2019
    This Policy Statement summarises feedback received to CP18/20 and sets out the final policy positions and the final rules.

  9. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

  10. Final Notice 2018: Shaukat Services Limited [pdf]

    Final notices Published: 21/12/2018
    Threshold conditions, failing to be open and co-operative, appropriate resources, fit & proper, ready willing & organised, effective supervision
Related topics