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Showing 4041 to 4050 of 6325 search results for This final notice.

  1. Final Notice 2018: Shaukat Services Limited [pdf]

    Final notices Published: 21/12/2018
    Threshold conditions, failing to be open and co-operative, appropriate resources, fit & proper, ready willing & organised, effective supervision

  2. PS16/19: Financial Crime Reporting: feedback on Chapter 6 of CP15/42 and final rules [pdf]

    Policy statements Published: 29/07/2016 Last modified: 29/07/2016
    In this Policy Statement, we report on the main issues arising from Chapter 6 of Consultation Paper 15/42 Introduction of financial crime reporting form and publish the final rules.

  3. Notice of Decision 2023: Freshwinds [pdf]

    Decision notices Published: 23/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance [pdf]

    Policy statements Published: 01/08/2016 Last modified: 01/08/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 16/7: Payment Accounts Regulations 2015 – Draft Handbook changes and draft guidance, and publish the final Handbook changes and finalised guidance.

  5. Firm specific complaints data

    Data Published: 19/10/2023 Last modified: 25/04/2024
    The FCA provides complaints data at firm level by different product categories. The data can be accessed through the firm specific sortable tables or downloaded in Excel.

  6. About our complaints data

    Data Published: 06/05/2016 Last modified: 19/10/2023
    This page provides more information about how the FCA collects and reports complaints data.

  7. FCA publishes the final report of its investment and corporate banking market study

    Press Releases Published: 18/10/2016 Last modified: 18/10/2016
    The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market. 

  8. PS24/3: Consumer Credit – Product Sales Data Reporting [pdf]

    Policy statements Published: 29/04/2024
    This policy statement sets out our final rules and guidance for incorporating the three new Product Sales Data returns into SUP 16.

  9. Digital publishing form

    Last modified: 09/01/2018
    Please use this form to. change content on an existing web page on fca.org.uk. ... Sign-off process. Sign-off text. Please note: for most changes you must be available to approve by email a final web preview link prior to publication.

  10. Decision Notice 2022: A [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.
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