Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 4061 to 4070 of 6325 search results for This final notice.

  1. FCA publishes Decision Notices for Banque Havilland SA and three of its former employees

    Press Releases Published: 05/05/2023 Last modified: 11/05/2023
    The FCA has decided to fine Banque Havilland £10m; its former London branch CEO, Edmund Rowland, £352,000; David Weller, a former London branch senior manager, £54,000; and Vladimir Bolelyy, a former London branch employee, £14,200.

  2. Validation Orders

    Firms Consumer credit firms Published: 09/10/2019 Last modified: 13/02/2023
    The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one.

  3. FCA data subscription form

    Last modified: 14/12/2021
    Email address. FRN (firm/individual reference number). Subscribe. Subscribe. Markup. By submitting this form you consent to us sending emails to you regarding our published data.We process personal data in ... See our privacy notice for further

  4. PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive Feedback to CP23/19 and Final Rules [pdf]

    Policy statements Published: 15/12/2023
    This paper summarises the feedback received on the FCA's proposals and its response.

  5. PS15/29: Strengthening accountability in banking: Final amendments (including feedback on CP14/13) to the Decision Procedure and Penalties Manual and the Enforcement Guide [pdf]

    Policy statements Published: 09/12/2015 Last modified: 16/12/2015
    In this Policy Statement we report on the main enforcement issues for the FCA arising from Consultation Paper FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals. We also publish our final

  6. PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]

    Policy statements Published: 28/11/2023
    This Policy Statement (PS) contains our final rules and guidance to improve trust and transparency to the market for sustainable investment products.

  7. Notice of Decision 2024: Metin Cakirlar [pdf]

    Decision notices Published: 14/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2024: R H Motors [pdf]

    Decision notices Published: 19/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Sign up for British Steel Pension Scheme email updates

    Last modified: 08/06/2021
    Email. Subscribe. Subscribe. By submitting this form, you consent to us sending you emails on BSPS. ... See our privacy notice for more information about the way we use the personal data collected in this form.

  10. PS14/2 - Incoming Statutory Regime for Primary Information Providers – including feedback on CP13/8 and final rules [pdf]

    Policy statements Published: 31/01/2014 Last modified: 31/01/2014
    In this Policy Statement we report on the main issues arising from Consultation Paper 13/8 (Arrangements for the Disclosure of Regulated Information. Feedback on CP12/3, CP13/5 and CP13/6 and supplementary consultation) and publish the final rules.
Related topics