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PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/30: Pension reforms – proposed changes to our rules and guidance) and publish the final rules and guidance. -
PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive Feedback to CP23/19 and Final Rules [pdf]
This paper summarises the feedback received on the FCA's proposals and its response. -
PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook and publish the final rules. -
Notice of Decision 2024: Metin Cakirlar [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules) [pdf]
In this policy statement, we follow up on the feedback we provided earlier this year in Feedback Statement FS15/3 (Strengthening accountability in banking: UK branches of foreign banks – Feedback on ***FCA CP15/10 / PRA CP9/15) and publish final -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II [pdf]
In this Policy Statement we provide feedback on responses to CP15/25 ‘Changes to the Approved Persons Regime for insurers not subject to Solvency II’ (i.e. Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook. -
PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]
This Policy Statement (PS) contains our final rules and guidance to improve trust and transparency to the market for sustainable investment products. -
PS13/4 - Financial Conglomerates Directive – Technical Review Amendments [pdf]
In this Policy Statement we report on the main issues arising from FSA Consultation Paper 12/40 (Financial Conglomerates Directive – Technical review amendments) and publish the final rules. -
PS15/29: Strengthening accountability in banking: Final amendments (including feedback on CP14/13) to the Decision Procedure and Penalties Manual and the Enforcement Guide [pdf]
In this Policy Statement we report on the main enforcement issues for the FCA arising from Consultation Paper FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals. We also publish our final -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer. ... The Financial Conduct Authority’s Acting Chief Executive Tracey McDermott today announced the final appointment to the FCA’s Executive Committee with Georgina