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Showing 4121 to 4130 of 6326 search results for This final notice.

  1. Notice of Decision 2024: James Hill [pdf]

    Decision notices Published: 13/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2023: Baileyautomotive [pdf]

    Decision notices Published: 04/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

  3. PS17/19: Implementation of the revised Payment Services Directive (PSD2) : Approach Document and final Handbook changes [pdf]

    Policy statements Published: 19/09/2017
    This Policy Statement (PS) confirms the revised Approach Document and Handbook changes following consultation feedback.

  4. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms [pdf]

    Finalised guidance Published: 27/03/2018
    This FCA final guidance sets out how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.

  5. PS17/16: Regulatory reporting - retirement income data [pdf]

    Policy statements Published: 21/07/2017
    This Policy Statement sets out our final rules which require providers of pensions, annuities and income drawdown to report two new data items to us.

  6. PS16/7: Future regulatory treatment of CCA regulated first charge mortgages [pdf]

    Policy statements Published: 18/03/2016 Last modified: 04/07/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper CP15/36 (Future regulatory treatment of CCA regulated first charge mortgages) and publish the final rules.

  7. PS18/3: Perimeter guidance on personal recommendations on retail investments [pdf]

    Policy statements Published: 23/02/2018
    In this Policy Statement we report on the main issues arising from Consultation Paper 17/28 Financial Advice Market Review (FAMR): Implementation Part II and publish the final rules and guidance.

  8. PS17/11: Review of appropriate qualification exam standards [pdf]

    Policy statements Published: 09/05/2017
    This Policy Statement sets out the final, updated appropriate exam standards for appropriate qualifications listed in the our training and competence sourcebook.

  9. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.

  10. PS17/10: Remuneration in CRD IV firms [pdf]

    Policy statements Published: 03/05/2017
    In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.
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