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Showing 4131 to 4140 of 6326 search results for This final notice.

  1. Notice of Decision 2024: RL Autos (London) Ltd [pdf]

    Decision notices Published: 08/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. FSA - PS10/20 [pdf]

    Policy statements Published: 14/12/2010 Last modified: 30/05/2013
    Policy FSA - PS10/20 - This Policy Statement reports on the main issues arising from Consultation Paper CP10/19 Revising the Remuneration Code and publishes final rules.

  3. FSA - PS10/12 [pdf]

    Policy statements Published: 10/08/2010 Last modified: 30/05/2013
    Policy FSA - PS10/12 - This Policy Statement PS10/12 reports on the further consultation in CP10/6 and final Handbook text.

  4. FCA Decision Notice 2013: Bayliss & Co (Financial Services) Limited [pdf]

    Decision notices Published: 23/05/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. Our view is that a withdrawal should be imposed.

  5. FSA - PS10/3 [pdf]

    Policy statements Published: 26/02/2010 Last modified: 30/05/2013
    Policy FSA - PS10/3 - This Policy Statement PS10/3 reports on the main issues arising from Consultation Paper 08/4 and publishes final rules.

  6. FSA - PS10/1 [pdf]

    Policy statements Published: 29/01/2010 Last modified: 30/05/2013
    Policy FSA - PS10/1 - This Policy Statement PS10/1 reports on the main issues arising from Consultation Paper 09/21 (July 2009) and publishes final rules.

  7. PS16/9: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies [pdf]

    Policy statements Published: 24/03/2016 Last modified: 24/03/2016
    In this policy statement we summarise the feedback we received to Consultation Paper 15/23 on draft rules for non-ring-fenced bodies, and set out – as near-final – the rules we propose to make later in 2016.

  8. FSA - PS11/4 [pdf]

    Policy statements Published: 25/02/2011 Last modified: 30/05/2013
    Policy FSA - PS11/4 - This Policy Statement reports on the main issues arising from Consultation Paper 10/13: Tracing employers' liability insurers and publishes final rules.

  9. PS17/7: Whistleblowing in UK branches of foreign banks [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

  10. FSA - PS10/17 [pdf]

    Policy statements Published: 08/11/2010 Last modified: 30/05/2013
    Policy FSA - PS10/17 - This Policy Statement reports on the main issues arising from Consultation Paper 10/7: Taping: Removing the mobile phone exemption and publishes final rules.
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