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Showing 4141 to 4150 of 6326 search results for This final notice.

  1. FSA - PS10/4 [pdf]

    Policy statements Published: 27/02/2010 Last modified: 30/05/2013
    Policy FSA - PS10/4 - This Policy Statement PS10/4 reports on the main issues arising from Consultation Paper 09/19 and publishes final rules.

  2. FSA - PS10/14 [pdf]

    Policy statements Published: 24/09/2010 Last modified: 30/05/2013
    Policy FSA - PS10/14 - This Policy Statement reports on the main issues arising from Consultation Paper 09/30 (Capital planning buffers) and publishes final rules.

  3. PS16/17: PSR regulatory fees 2016/17 [pdf]

    Policy statements Published: 30/06/2016 Last modified: 30/06/2016
    This document forms the final part of the PSR's annual cycle of fees for 2016/17.

  4. FSA - PS10/16 [pdf]

    Policy statements Published: 19/10/2010 Last modified: 30/05/2013
    Policy FSA - PS10/16 - This Policy Statement reports on the main issues arising from Consultation Paper 10/9 Enhancing the Client Assets Sourcebook and publishes final rules.

  5. FSA - PS10/2 [pdf]

    Policy statements Published: 26/02/2010 Last modified: 30/05/2013
    Policy FSA - PS10/2 - This Policy Statement PS10/2 reports on the main issues arising from Consultation Paper 09/24 and Consultation Paper 09/28 and publishes final rules.

  6. FSA - PS11/12 [pdf]

    Policy statements Published: 03/11/2011 Last modified: 30/05/2013
    Policy FSA - PS11/12 - This Policy Statement reports on the main issues arising from Consultation Paper 11/9 (Strengthening Capital Standards 3 – further consultation on CRD3) and publishes final rules.

  7. FSA - PS11/5 [pdf]

    Policy statements Published: 25/03/2011 Last modified: 30/05/2013
    Policy FSA - PS11/5 - This Policy Statement reports on the main issues arising from Consultation Paper 10/20 Improving the auditor’s report on client assets and publishes final rules.

  8. Decision Notice 2023: Toni Fox [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.

  9. Notice of Decision 2024: Tony Rogers [pdf]

    Decision notices Published: 26/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. FSA - PS11/18 [pdf]

    Policy statements Published: 09/12/2011 Last modified: 30/05/2013
    Policy FSA - PS11/18 - This Policy Statement reports on the main issues arising from Consultation Paper 11/17 (FSA Regulation of credit unions in Northern Ireland) and publishes near-final rules.
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