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Showing 4161 to 4170 of 6326 search results for This final notice.

  1. PS15/13: Guaranteed Asset Protection insurance: competition remedy [pdf]

    Policy statements Published: 10/06/2015 Last modified: 10/06/2015
    In this Policy Statement we report on the main issues arising from Consultation Paper 14/29 Guaranteed Asset Protection insurance: a competition remedy and publish the final rules.

  2. Final notice summary: EFG Asset Management [pdf]

    Final notices Published: 17/11/2016

  3. Notice of Decision 2024: Craig Aspin [pdf]

    Decision notices Published: 17/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  4. PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17 [pdf]

    Policy statements Published: 29/03/2016 Last modified: 29/03/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 16/3: Financial Services Compensation Scheme Management Expenses Levy Limit 2016/17, and publish the final rules.

  5. Final Notice 2020: Conor Martin Foley [pdf]

    Final notices Published: 09/09/2020
    Final Notice: Conor Martin Foley

  6. PS16/15: Feedback on CP15/33, Consumer credit: proposals in response to the CMA's recommendations on high-cost short-term credit [pdf]

    Policy statements Published: 26/05/2016 Last modified: 26/05/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/33 (October 2015) and publish final rules for price comparison websites comparing HCSTC products. These come into force on 1 December 2016.

  7. Decision Notice 2022: Diego Urra [pdf]

    Decision notices Published: 07/12/2022
    This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

  8. Notice of Decision 2024: Kopi Limited [pdf]

    Decision notices Published: 13/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. FSA - PS12/7 [pdf]

    Policy statements Published: 27/04/2012 Last modified: 30/05/2013
    Policy FSA - PS12/7 - This Policy Statement reports on the main issues arising from Consultation Paper 11/30 (Proposed Regulatory Prudent Valuation Return) and publishes final rules.

  10. FSA - PS12/10 [pdf]

    Policy statements Published: 28/05/2012 Last modified: 30/05/2013
    Policy FSA - PS12/10 - This Policy Statement reports on the main issues arising from our Consultation Paper 11/29 – ‘Deposit protection: raising consumer awareness’ – and publishes final rules.
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