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Showing 4171 to 4180 of 6326 search results for This final notice.
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Handbook Notice 120 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 27 June 2024. -
FS15/3: Strengthening accountability in banking: UK branches of foreign banks – Feedback on FCA CP15/10 / PRA CP9/15 [pdf]
In this Feedback Statement we report on the main issues arising from Consultation Paper 15/10 (Strengthening accountability in banking: UK branches of foreign banks) and publish the near-final rules. -
PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]
This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers. -
PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; rules on extending the certification regime to wholesale market activities and interim rules on referencing [pdf]
In this policy statement we set out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities. -
FSA - PS12/15 [pdf]
Policy FSA - PS12/15 - In this Policy Statement we summarise the feedback to CP12/7 Financial Services Compensation Scheme: changes to the Compensation sourcebook, and present our final rules. -
PS14/5: Response to CP12/38 – Mutuality and with-profits funds: a way forward [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 12/38 (Mutuality and with-profits funds: a way forward) and publish the final rules. -
Notice of Decision 2023: 8ESA LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Scott Cordy [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Richknock Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC) [pdf]
In this Policy Statement we report on the main issues arising from the MCD elements of Consultation Paper 15/6 (Consumer credit – proposed changes to our rules and guidance) and publish the final rules.