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Showing 4181 to 4190 of 6326 search results for This final notice.

  1. FSA - PS12/6 [pdf]

    Policy statements Published: 26/03/2012 Last modified: 30/05/2013
    Policy FSA - PS12/6 - This Policy Statement reports on the main issues in relation to the CASS Resolution Pack arising from Consultation Paper 11/16 (Recovery and Resolution Plans) and publishes final rules.

  2. Handbook Notice 117 [pdf]

    Handbook Published: 02/04/2024
    This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA’s Executive Regulation and Policy Committee and the FCA Board under their legislative and other statutory powers on 4 March 2024 and 28 March 2024,

  3. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  4. FSA - PS12/3 [pdf]

    Policy statements Published: 27/02/2012 Last modified: 12/09/2014
    Policy FSA - PS12/3 - This Policy Statement reports on the main issues arising from Consultation Paper 11/26 (Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets) and publishes final guidance.

  5. FSA - PS12/5 [pdf]

    Policy statements Published: 22/03/2012 Last modified: 30/05/2013
    Policy FSA - PS12/5 - This Policy Statement reports on the main issues arising from Consultation Paper 11/25 (Distribution of Retail Investments: RDR Adviser Charging and Solvency II disclosures) and publishes final rules.

  6. PS13/6 - FCA regulated fees and levies 2013/14 - Including feedback on CP13/1 and ‘made rules’ [pdf]

    Policy statements Published: 28/06/2013 Last modified: 28/06/2013
    In this Policy Statement we report on the main issues arising from Consultation Paper 13/1 (FCA Regulated fees and levies: Rates proposals 2013/14) and publish the final rules.

  7. Notice of Decision 2024: Jason Craven [pdf]

    Decision notices Published: 31/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. PS14/3 - Detailed rules for the FCA regime for consumer credit [pdf]

    Policy statements Published: 28/02/2014 Last modified: 12/09/2014
    This policy statement is about our detailed rules for consumer credit firms. We take over the regulation of around 50,000 consumer credit firms from the Office of Fair Trading (OFT) on 1 April 2014.

  9. PS16/13: Implementation of the Market Abuse Regulation, and Handbook amendments [pdf]

    Policy statements Published: 28/04/2016 Last modified: 28/04/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

  10. FSA - PS12/17 [pdf]

    Policy statements Published: 01/11/2012 Last modified: 30/05/2013
    Policy FSA - PS12/17 - This Policy Statement (PS) provides feedback on the responses we received to CP 12/10 and presents the final rules we have adopted, which are contained in Appendix 1.
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