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Showing 4201 to 4210 of 6326 search results for This final notice.

  1. PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime [pdf]

    Policy statements Published: 16/05/2014 Last modified: 16/05/2014
    On 2 May 2014 we published the final rules resulting from our work to enhance the effectiveness of the Listing Regime. In this PS we provide those rules and also provide feedback on the responses received to CP13/15.

  2. Notice of Decision 2024: The SNR Group Ltd [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision to Cancel 2024: Found Estates [pdf]

    Decision notices Published: 19/02/2024
    This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

  4. Notice of Decision 2024: Kevin Brown [pdf]

    Decision notices Published: 28/02/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  5. FCA statement on EU withdrawal

    Statements Published: 20/12/2017 Last modified: 20/12/2017
    regime but this notification for temporary permission will not require the submission of an application for authorisation.We will set out further details of our approach in the New Year. ... To support this and to provide consistent and effective

  6. Notice of Decision 2024: Ryan Mulgrew [pdf]

    Decision notices Published: 19/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: David Steevens [pdf]

    Decision notices Published: 11/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  8. PS14/4 - The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media - Feedback to CP13/13 and final rules [pdf]

    Policy statements Published: 06/03/2014 Last modified: 12/09/2014
    In this policy statement (PS) we summarise and give response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that will come into force on 1 April 2014.

  9. Notice of Decision 2024: National Vans Ltd [pdf]

    Decision notices Published: 26/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Scott Durno [pdf]

    Decision notices Published: 05/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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