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Showing 421 to 430 of 6296 search results for This final notice.

  1. FSA Final Notice 2013: Tony Sidney Sanham [pdf]

    Final notices Published: 28/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Tony Sidney Sanham

  2. FSA Final Notice 2012: Zim Network Financial Services Limited [pdf]

    Final notices Published: 14/08/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Zim Network Financial Services Limited

  3. Final Notice 2015: Michael Banks [pdf]

    Final notices Published: 17/02/2015 Last modified: 17/02/2015
    This final notice refers to breaches of TC related to threshold conditions in the consumer credit sector. We imposed a refusal.

  4. FSA Final Notice 2013: Thomas Wilhelm Reeh [pdf]

    Final notices Published: 07/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Thomas Wilhelm Reeh

  5. Final Notice 2017: Nadeem Aslam [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. FSA Final Notice 2012: Afriexchange Limited [pdf]

    Final notices Published: 11/12/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Afriexchange Limited

  7. FSA Final Notice 2011: Mark Thorogood [pdf]

    Final notices Published: 24/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mark Thorogood

  8. Final Notice 2015: Mothahir Miah [pdf]

    Final notices Published: 17/11/2015 Last modified: 17/11/2015
    This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, unfair treatment of customers and conflicts of interest in the asset management sector. We imposed a fine and a prohibition.

  9. Final Notice 2017: Howard Coles [pdf]

    Final notices Published: 04/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: Andrew Quinn [pdf]

    Final notices Published: 14/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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