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Showing 4211 to 4220 of 6326 search results for This final notice.

  1. Decision Notice 2022: Poojan Sheth [pdf]

    Decision notices Published: 07/12/2022
    This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

  2. Notice of Decision 2024: Zahid Hussain [pdf]

    Decision notices Published: 25/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  3. The rapidity of change

    Speeches Published: 22/10/2015 Last modified: 18/01/2017
    Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Handbook Notice 115 [pdf]

    Handbook Published: 26/01/2024
    This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 14 December 2023, 10 January 2024 and 25 January 2024.

  5. Notice of Decision 2024: Caroline Drew [pdf]

    Decision notices Published: 05/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  6. Notice of Decision 2023: Lee Moore [pdf]

    Decision notices Published: 21/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: Mohammed Nasar [pdf]

    Decision notices Published: 05/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2024: Stephen Taylor [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 24/06/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.

  10. Notice of Decision 2024: Harry Stockwell (previously known as Lowcost Cars) [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 
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