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Showing 4241 to 4250 of 6326 search results for This final notice.

  1. Handbook release 131

    Handbook Published: 08/03/2013 Last modified: 07/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  2. FCA publishes Decision Notice against Jon Frensham for non-financial misconduct

    Press Releases Published: 29/03/2021 Last modified: 29/03/2021
    The FCA has published a Decision Notice in respect of Jon Frensham (formerly known as Jonathan James Hunt), an independent financial adviser and the sole director at Frensham Wealth Limited.

  3. Notice of Decision 2024: Motahub Limited [pdf]

    Decision notices Published: 08/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Robert Forsyth [pdf]

    Decision notices Published: 23/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     

  5. FAMR Baseline tracking

    External research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

  6. Notice of Decision 2024: Darel Shillaker [pdf]

    Decision notices Published: 04/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. AIFMD notification forms

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    See the notification forms that AIFMD firms may have to submit.

  8. Notice of Decision 2024: Iroka Limited [pdf]

    Decision notices Published: 12/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  9. Notice of Decision 2024: Robert Whitham [pdf]

    Decision notices Published: 14/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

  10. Decision Notice 2022: David Amporful [pdf]

    Decision notices Published: 20/01/2023
    This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed
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