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Showing 4251 to 4260 of 6326 search results for This final notice.

4251. Notice of Decision 2024: Millstream BMW [pdf]

      Decision notices Published: 09/02/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4252. Notice of Decision 2024: Letcare Limited [pdf]

      Decision notices Published: 20/02/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

4253. Notice of Decision 2023: Waris Afzal [pdf]

      Decision notices Published: 03/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4254. Decision Notice 2022: Stephen Joseph Burdett [pdf]

      Decision notices Published: 24/05/2024
      This Decision Notice (Stephen Joseph Burdett) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity and failing to operate in accordance with permissions in the pensions sector. Our view is that a financial penalty

4255. Notice of Decision 2023: Umer Farooq [pdf]

      Decision notices Published: 04/08/2023
      This Notice of Decision (Umer Farooq) refers to a failure to carry on regulated activities. We imposed a cancellation.

4256. Decision Notice 2023: Vladimir Bolelyy [pdf]

      Decision notices Published: 05/05/2023
      This Decision Notice (Vladimir Bolelyy) refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £14,200 and prohibition should be imposed.

4257. Notice of Decision 2023: Nathan Jones [pdf]

      Decision notices Published: 20/09/2023 Last modified: 23/10/2023
      This Notice of Decision (Nathan Jones) refers to a failure to carry on regulated activities. We imposed a cancellation.

4258. A test of conscience

      Speeches Published: 23/02/2015 Last modified: 26/02/2015
      The fact we’re even holding this debate is an important indication of industry intent. ... value. And this takes me to my final point today: while I do not believe it is the FCA’s job to be the conscience of the City, it is an

4259. Notice of Decision 2024: Michael Oakden [pdf]

      Decision notices Published: 23/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4260. Handbook Notice 113 [pdf]

      Handbook Published: 27/10/2023
      This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 12 September 2023 and 26 October 2023.