Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 4321 to 4330 of 6418 search results for This final notice.

  1. Notice of Decision 2024: Darel Shillaker [pdf]

    Decision notices Published: 04/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Handbook Notice 98 [pdf]

    Handbook Published: 29/04/2022
    This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 March 2022, 22 April 2022 and 28 April 2022.

  3. FSA - PS12/12 [pdf]

    Policy statements Published: 19/07/2012 Last modified: 30/05/2013
    Policy FSA - PS12/12 - We are publishing this Policy Statement to report on the main issues arising from Consultation Paper 12/6 (Regulating bidding for emissions allowances under Phase Three of the EU Emissions Trading Scheme). The rules in this

  4. Notice of Decision 2024: Iroka Limited [pdf]

    Decision notices Published: 12/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  5. Notice of Decision 2024: Robert Whitham [pdf]

    Decision notices Published: 14/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

  6. Notice of Decision 2024: Millstream BMW [pdf]

    Decision notices Published: 09/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Decision Notice 2022: Stephen Joseph Burdett [pdf]

    Decision notices Published: 24/05/2024
    This Decision Notice (Stephen Joseph Burdett) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity and failing to operate in accordance with permissions in the pensions sector. Our view is that a financial penalty

  8. Notice of Decision 2024: Letcare Limited [pdf]

    Decision notices Published: 20/02/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  9. FCA statement on EU withdrawal

    Statements Published: 20/12/2017 Last modified: 20/12/2017
    regime but this notification for temporary permission will not require the submission of an application for authorisation.We will set out further details of our approach in the New Year. ... To support this and to provide consistent and effective

  10. Notice of Decision 2023: Nathan Jones [pdf]

    Decision notices Published: 20/09/2023 Last modified: 23/10/2023
    This Notice of Decision (Nathan Jones) refers to a failure to carry on regulated activities. We imposed a cancellation.
Related topics