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Showing 4351 to 4360 of 6326 search results for This final notice.

  1. Market Watch 79

    Newsletters Published: 09/05/2024 Last modified: 09/05/2024
    Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

  2. Notice of Decision 2024: Michael Dominic Dudley [pdf]

    Decision notices Published: 23/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2024: Regional Legal Limited [pdf]

    Decision notices Published: 20/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2023: Jacqueline Cottle [pdf]

    Decision notices Published: 24/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2024: JC Vans Ltd [pdf]

    Decision notices Published: 07/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules

    Policy statements Published: 15/11/2016 Last modified: 15/11/2016
    We are publishing Handbook rules that discharge a new duty placed on us by parliament to cap early exit charges in existing and new personal and stakeholder personal pension schemes.

  7. Notice of Decision 2024: Twovend Leasing Limited [pdf]

    Decision notices Published: 15/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. FCA introduces final rules on the Directory of financial services workers

    Press Releases Published: 08/03/2019 Last modified: 08/03/2019
    The Financial Conduct Authority (FCA) has today announced the final rules on the Directory - a new public register that enables consumers, firms and other stakeholders to find information on key individuals working in financial services.

  9. Notice of Decision 2024: Any Automotive Limited [pdf]

    Decision notices Published: 26/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  10. Notice of Decision 2024: GS5 Motors Limited [pdf]

    Decision notices Published: 18/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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