Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 4371 to 4380 of 6326 search results for This final notice.

  1. Notice of Decision 2024: Pearsons of Duns Limited [pdf]

    Decision notices Published: 05/04/2024
    This Notice of Decisions refers to a failure to carry on a regulated activities. We imposed a cancellation.
  2. Notice of Decision 2024: The Vehicle Network Limited 2024 [pdf]

    Decision notices Published: 12/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. FCA publishes Decision Notice against financial adviser for pension transfer advice failings

    Press Releases Published: 09/08/2021 Last modified: 09/08/2021
    The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services
  4. Notice of Decision 2024: Surrey Autos Ltd [pdf]

    Decision notices Published: 05/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  5. FSA Decision Notice 2013: Tariq Carrimjee [pdf]

    Decision notices Published: 26/03/2013 Last modified: 08/02/2016
    For the reasons set out in this Notice, the FSA has decided to take action against Tariq Carrimjee.
  6. Handbook Release 112 - Summary [pdf]

    Handbook Published: 14/04/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 112. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
  7. Decision Notice 2021: HSBC Bank plc [pdf]

    Decision notices Published: 17/12/2021
    This Decision Notice (HSBC Bank plc) refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the Retail bank sector. A financial penalty has been imposed.
  8. Handbook Release 113 - Summary [pdf]

    Handbook Published: 18/05/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 113. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
  9. Notice of Decision 2024: HIM London Limited [pdf]

    Decision notices Published: 12/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  10. Notice of Decision 2024: VU Games Limited [pdf]

    Decision notices Published: 01/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.