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Showing 4431 to 4440 of 6326 search results for This final notice.

  1. Handbook Release 139

    Handbook Published: 18/07/2013 Last modified: 12/08/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  2. Notice of Decision 2024: Amazon Autos Limited [pdf]

    Decision notices Published: 09/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Independent Governance Committees

    Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
    Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).

  4. FSA - PS12/1 [pdf]

    Policy statements Published: 13/01/2012 Last modified: 30/05/2013
    Policy FSA - PS12/1 - This Policy Statement reports on the main issues arising from Consultation Paper 11/14 (Auctioning of greenhouse gas emission allowances) and publishes final rules.

  5. Handbook Release 140

    Handbook Published: 13/08/2013 Last modified: 01/10/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  6. FSA - PS11/17 [pdf]

    Policy statements Published: 09/12/2011 Last modified: 30/05/2013
    Policy FSA - PS11/17 - This Policy Statement reports on the main issues arising from Consultation Paper 11/13 (Authorised professional firms and legal services reform) and publishes final rules.

  7. Notice of Decision 2024: Lidingo Cars Ltd [pdf]

    Decision notices Published: 19/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Handbook Release 137

    Handbook Published: 13/05/2013 Last modified: 13/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  9. FSA - PS10/13 [pdf]

    Policy statements Published: 01/09/2010 Last modified: 30/05/2013
    Policy FSA - PS10/13 - This Policy Statement reports on the main issues arising from Consultation Paper 10/8: Pure protection sales by retail investment firms: remuneration transparency and the COBS/ICOBS election and publishes final rules.

  10. FSA - PS11/9 [pdf]

    Policy statements Published: 01/08/2011 Last modified: 30/05/2013
    Policy FSA - PS11/9 - This Policy Statement reports on the main issues arising from Consultation Paper 10/29 (Delivering the RDR and other issues for platforms and nominee-related services) and publishes final rules.
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