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Showing 4461 to 4470 of 6326 search results for This final notice.
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Notice of Decision 2023: MKL Finance Ltd [pdf]
This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Updating our website
Over the coming months you will notice some changes to the site as we review and refresh our content and design. -
Notice of Decision 2024: Debt Help Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Using the Financial Services Register
Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised. -
Notice of Decision 2023: Peach Code Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA publishes Decision Notices against three bond traders for market manipulation
We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse. -
Notice of Decision 2024: Michael James Hitt [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]
The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and -
Notice of Decision 2023: Peel Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide
Rules. This paper sets out our feedback to the responses on our proposed amendments to DEPP and EG set out in CP14/13, and our final amendments to DEPP and EG. ... This policy statement will be relevant to:. UK banks, building societies, credit unions.