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Showing 4461 to 4470 of 6326 search results for This final notice.

  1. Notice of Decision 2023: MKL Finance Ltd [pdf]

    Decision notices Published: 08/11/2023
    This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.
  2. Updating our website

    News stories Published: 19/07/2022 Last modified: 22/07/2022
    Over the coming months you will notice some changes to the site as we review and refresh our content and design.
  3. Notice of Decision 2024: Debt Help Limited [pdf]

    Decision notices Published: 02/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  4. Using the Financial Services Register

    Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
    Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.
  5. Notice of Decision 2023: Peach Code Ltd [pdf]

    Decision notices Published: 03/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  6. FCA publishes Decision Notices against three bond traders for market manipulation

    Press Releases Published: 07/12/2022 Last modified: 07/12/2022
    We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse.
  7. Notice of Decision 2024: Michael James Hitt [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  8. Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]

    Final notices Published: 19/09/2023
    The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and
  9. Notice of Decision 2023: Peel Cars Ltd [pdf]

    Decision notices Published: 25/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  10. PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide

    Policy statements Published: 09/12/2015 Last modified: 26/05/2016
    Rules. This paper sets out our feedback to the responses on our proposed amendments to DEPP and EG set out in CP14/13, and our final amendments to DEPP and EG. ... This policy statement will be relevant to:. UK banks, building societies, credit unions.