Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 4491 to 4500 of 6326 search results for This final notice.

  1. Notice of Decision 2024: Love Automatics Ltd [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Carlisle Van Centre [pdf]

    Decision notices Published: 30/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2024: Mortgage Track Limited [pdf]

    Decision notices Published: 09/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. REP data items FAQs

    Published: 04/03/2016 Last modified: 21/04/2023
    REP data items FAQs

  5. Notice of Decision 2024: QA Dental Engineers [pdf]

    Decision notices Published: 24/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: Reakt Media Limited [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  7. Full-scope UK AIFM applications

    Markets Published: 08/06/2016 Last modified: 08/02/2023
    The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.

  8. Decision Notice 2023: David Brian Price [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed

  9. FCA Decision Notice 2015: Mark John Owen [pdf]

    Decision notices Published: 26/05/2015 Last modified: 26/05/2015
    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a

  10. Notice of Decision 2024: RACE 2 OFF-ROAD NE LTD [pdf]

    Decision notices Published: 05/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 
Related topics