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Showing 451 to 460 of 6296 search results for This final notice.
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FCA Final Notice 2014: Besso Limited [pdf]
This final notice refers to breaches of PRIN 3 related to anti-Bribery and corruption in the general insurance and protection sector. We imposed a fine. -
Final Notice 2016: Robin Cawley [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: TOCC Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: Stephen Allen [pdf]
This final notice refers to breaches of FIT related to lack of fitness and propriety and failing to be open and co-operative in the general insurance and protection sector. We imposed a prohibition. -
FCA Final Notice 2014: Mohammed Dudu Miah [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
FSA Final Notice 2011: The Matrix Model Group (UK) Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against The Matrix Model Group (UK) Limited -
FSA Final Notice 2012: Martin Currie Investment Management Limited (“MCIML”) and Martin Currie Inc (“MCI”) [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Martin Currie Investment Management Limited (“MCIML”) and Martin Currie Inc (“MCI”) -
FCA Final Notice 2013: Manna Sha'Meyn Oriental Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
Final Notice 2017: Niall O’Kelly [pdf]
This final notice refers to breaches of s.118(7) Financial Services and Markets Act 2000 and FIT related to market abuse, a lack of fitness/propriety and client money/assets in the trading firm sector. We imposed a fine and prohibition. -
FCA Final Notice 2013: Khyber Travel & Exchange Limited [pdf]
This final notice refers to breaches of PSR related to lack of fitness, propriety, failing to be open and co-operative in the payment services sector. We imposed a refusal.