Search results

Showing 4541 to 4550 of 6326 search results for This final notice.

4541. Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]

      Decision notices Published: 25/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

4542. Decision Notice 2023: Edmund Lloyd Rowland [pdf]

      Decision notices Published: 05/05/2023
      This Decision (Edmund Lloyd Rowland) Notice refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £352,000 and prohibition should be imposed.

4543. Handbook Notice 94 [pdf]

      Handbook Published: 17/12/2021
      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 25 November 2021 and 16 December 2021.

4544. Handbook Notice 95 [pdf]

      Handbook Published: 28/01/2022
      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 16 December 2021 and 27 January 2022.

4545. Handbook Notice 93 [pdf]

      Handbook Published: 26/11/2021
      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 21 October 2021, 2 November 2021 and 25 November 2021.

4546. Notice of Decision 2024: A4ordable Cars Limited [pdf]

      Decision notices Published: 14/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4547. Handbook Notice 92 [pdf]

      Handbook Published: 22/10/2021
      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 September 2021 and 21 October 2021.

4548. Handbook Notice 91 [pdf]

      Handbook Published: 01/10/2021
      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 September 2021.

4549. Decision Notice 2022: Gatehouse Bank Ltd [pdf]

      Decision notices Published: 14/10/2022
      This Decision Notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the Retail bank sector. A financial penalty has been imposed

4550. Notice of Decision 2023: KR Cars Limited [pdf]

      Decision notices Published: 31/03/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.