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Showing 4571 to 4580 of 6326 search results for This final notice.

  1. FCA decides to ban Tom Hayes

    Press Releases Published: 08/11/2017 Last modified: 08/11/2017
    The Financial Conduct Authority (FCA) has decided to prohibit Tom Hayes from performing any function in relation to any regulated activity in the financial services industry. The FCA considers that Mr Hayes is not a fit and proper person as a result

  2. Notice of Decision 2023: Abel Motors Limited [pdf]

    Decision notices Published: 12/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Handbook Notice 82 [pdf]

    Handbook Published: 27/11/2020 Last modified: 27/11/2020
    This Handbook Notice describes the changes and other material made by the Financial Conduct Authority (FCA) Board on 22 October 2020, 12 November 2020 and 26 November 2020.

  4. Handbook Notice 83 [pdf]

    Handbook Published: 11/12/2020
    This Handbook Notice describes the changes to the Handbook and other material made by the FCA Board under its legislative and other statutory powers on 7 December 2020 and 10 December 2020.

  5. Handbook Notice 74 [pdf]

    Handbook Published: 28/02/2020
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 January 2020 and 27 February 2020. Additionally, this Notice

  6. Handbook Notice 75 [pdf]

    Handbook Published: 27/03/2020
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 March 2020. Additionally, this Notice contains information

  7. Handbook Release 117 - Summary [pdf]

    Handbook Published: 12/09/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 117. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  8. Handbook Release 115 - Summary [pdf]

    Handbook Published: 20/07/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  9. Notice of Decision to Cancel 2023: Clearbond Law Limited [pdf]

    Decision notices Published: 27/11/2023
    “This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.”

  10. Handbook Notice 81 [pdf]

    Handbook Published: 23/10/2020 Last modified: 23/10/2020
    This Handbook Notice 81 describes the changes to FCA Handbook and other materials made by the FCA boar under legislative and other statutory powers.
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