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Showing 4591 to 4600 of 6326 search results for This final notice.

  1. Handbook Notice 71 [pdf]

    Handbook Published: 22/11/2019
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 October 2019 and 21 November 2019. Additionally, this Notice

  2. Notice of Decision 2023: Gordon John Stamper [pdf]

    Decision notices Published: 24/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Handbook Notice 69 [pdf]

    Handbook Published: 27/09/2019
    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019. Additionally,

  4. Handbook Notice 63 [pdf]

    Handbook Published: 01/03/2019 Last modified: 06/03/2019
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 January and 28 February 2019. Additionally, this Notice

  5. Notice of Decision 2024: Limesquare Finance Ltd [pdf]

    Decision notices Published: 17/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Handbook Notice 68 [pdf]

    Handbook Published: 26/07/2019
    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 11 July 2019 and 25 July 2019.

  7. Decision Notice 2022: Jorge Lopez Gonzalez [pdf]

    Decision notices Published: 07/12/2022
    This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

  8. Notice of Decision 2024: Trade Vans Cardiff Ltd [pdf]

    Decision notices Published: 24/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Abacus Insulation Ltd formerly Stay Warm Energy (UK) Limited [pdf]

    Decision notices Published: 07/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Handbook Notice 66 [pdf]

    Handbook Published: 31/05/2019
    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 May 2019. Additionally, this
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