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Showing 4621 to 4630 of 6326 search results for This final notice.
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Decision Notice 2023: Darren Antony Reynolds [pdf]
This Decision Notice (Darren Antony Reynolds) refers to breaches of APER 1 and FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty and prohibition should be -
Notice of Decision 2024: Juvea Medical Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Handbook Notice 48 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 12 September and 19 October 2017. It also describes changes made by -
Handbook Notice 55 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 April and 24 May 2018. Additionally, this Notice contains -
Notice of Decision 2024: John Hutcheson Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Handbook Notice 47 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 12 September 2017. Additionally, this Notice contains information -
Handbook Notice 54 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 22 March 2018 and 26 April 2018. It also describes the rules and -
FCA sets out plan for the year ahead
In its Business Plan for 2024-25, the FCA has set out an ambitious programme of work for the final year of its 3-year strategy to achieve better outcomes for consumers and markets. -
Handbook Notice 52 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 22 February 2018. Additionally, this Notice contains information -
OFT Requirement Notice: Capital Cash Limited [pdf]
This Notice from the OFT placed a requirement on Capital Cash Limited which applies to its Consumer Credit Interim Permission.