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Showing 4661 to 4670 of 6326 search results for This final notice.

  1. New technologies and anti-money laundering compliance final report [pdf]

    External research Published: 02/08/2017
    There are many emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money. We commissioned PA Consulting Group to

  2. Notice of Decision 2024: Ms Cars Worksop Limited [pdf]

    Decision notices Published: 01/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2023: Norman Frederick Little [pdf]

    Decision notices Published: 12/12/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Richard George Murray [pdf]

    Decision notices Published: 12/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Handbook Notice 40 [pdf]

    Handbook Published: 26/01/2017
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 25 January 2017. It also contains information about other publications relating to the Handbook.

  6. Notice of Decision 2024: Barnsbury Furniture Ltd [pdf]

    Decision notices Published: 02/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Handbook Notice 39 [pdf]

    Handbook Published: 09/12/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 10 November and 8 December 2016, and rules and standard terms also made by the Financial Ombudsman

  8. Warning Notice Statement 24/2 [pdf]

    Warning notices Published: 21/02/2024
    The FCA gave two individuals warning notices on 13 July 2023 proposing to take action in respect of the conduct summarised in this statement.

  9. Notice of Decision 2024: Mr Kenneth Shuttleworth [pdf]

    Decision notices Published: 10/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  10. Notice of Decision 2023: Demhayal UK Limited [pdf]

    Decision notices Published: 12/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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