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Showing 4671 to 4680 of 6326 search results for This final notice.

4671. Accomplishments of the last 5 years

      Speeches Published: 14/03/2018 Last modified: 14/03/2018
      Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

4672. Notice of Decision 2023: A.S. Tractors (Scotland) Ltd [pdf]

      Decision notices Published: 07/09/2023
      This Notice of Decision (A.S. Tractors (Scotland) Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

4673. Fee calculator

      Tasks for regulated firms Published: 02/09/2016 Last modified: 13/02/2023
      Calculate your fees

4674. FCA Decision Notice 2015: Stewart Owen Ford [pdf]

      Decision notices Published: 26/05/2015 Last modified: 27/05/2015
      This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, conflicts of interests, failing to act on information appropriately in the Asset Management sector.

4675. Notice of Decision 2024: Supreme Quality Discount [pdf]

      Decision notices Published: 14/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4676. Notice of Decision 2024: JS Quality Furniture Ltd [pdf]

      Decision notices Published: 25/07/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

4677. Notice of Decision 2024: Alexander Salisbury Ltd [pdf]

      Decision notices Published: 11/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     

4678. OFT Requirement Notice: Tower Capital Limited [pdf]

      Requirement notices Published: 13/02/2014 Last modified: 01/04/2014
      This Notice from the OFT placed a requirement on Tower Capital Limited which applies to its Consumer Credit Interim Permission.

4679. FCA Decision Notice 2014: Standard Bank PLC [pdf]

      Decision notices Published: 23/01/2014 Last modified: 04/06/2015
      This decision notice refers to breaches of Money Laundering Regulations 2007 related to financial crime in the investment banking sector. We imposed a fine.

4680. Notice of Decision 2023: The Watercooler Warehouse Limited [pdf]

      Decision notices Published: 29/09/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.