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Showing 4681 to 4690 of 6326 search results for This final notice.

4681. Outsourcing and operational resilience

      Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
      The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

4682. Notice of Decision 2024: Alastair Hanson Limited [pdf]

      Decision notices Published: 28/02/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation

4683. Notice of Decision 2024: Prestwood Motors Limited [pdf]

      Decision notices Published: 07/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4684. FCA Handbook Notice 27 [pdf]

      Handbook Published: 06/11/2015 Last modified: 06/11/2015
      This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 5 November 2015. It also contains information about other publications relating to the Handbook and,

4685. Notice of Decision 2023: Brennan Automotive's Ltd [pdf]

      Decision notices Published: 10/10/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4686. Personal data and enforcement

      Last modified: 22/02/2023
      How and why the FCA uses personal data to carry out its enforcement functions.

4687. Notice of Decision 2024: Automotive Gurus Limited [pdf]

      Decision notices Published: 29/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4688. Notice of Decision 2023: Lemar Associates Ltd [pdf]

      Decision notices Published: 11/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4689. Notice of Decision 2023: James Anthony Donaldson (trading as Castle Credit Company) [pdf]

      Decision notices Published: 12/09/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4690. Regulation as a spur to growth

      Speeches Published: 05/06/2013 Last modified: 01/07/2013
      Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.