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Showing 4691 to 4700 of 6326 search results for This final notice.
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Notice of Decision 2024: Caldicot Trade Sales Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Participate in FCA website user testing
Other (please specify). Email address. By submitting this form you consent to us sending emails to you regarding user testing our website. ... See our privacy notice for further information about the way we use the personal data collected in this form. -
Notice of Decision 2023: Lucasaide - Gems Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA further decision notice 2016: Tariq Carrimjee [pdf]
This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. Our view is that a prohibition should be imposed. -
Brexit and beyond
Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit. -
Warning Notice Statement 24/1 [pdf]
The FCA gave an individual a warning notice on 16 November 2023 proposing to take action in respect of the conduct summarised in this statement. -
Decision Notice 2022: Ghana International Bank plc [pdf]
This Decision Notice (Ghana International Bank plc) refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the Corporate Banks sector. We imposed a financial penalty. -
Considering a defined benefit pension transfer
Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved. -
Notice of Decision 2024: Humberston Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Brookfield Garage Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.