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Showing 4721 to 4730 of 6326 search results for This final notice.

  1. Decision Notice 2024: Demetrios Christos Hadjigeorgiou [pdf]

    Decision notices Published: 24/06/2024
    This Decision Notice (Demetrios Christos Hadjigeorgiou) refers to breaches of PRIN 1 and PRIN 6 related to failing to act with integrity and to failing to exercise due care, skill and diligence in the pensions sector. Our view is that a financial

  2. Final Notice 2022: GAM International Management Limited [pdf]

    Final notices Published: 30/03/2022
    The Final Notice refers to breaches of PRIN 2 and 8 related to the management of conflicts of interest in the asset management sector. We imposed a financial penalty.

  3. Notice of Decision 2024: Pringles Financial Services [pdf]

    Decision notices Published: 11/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: K K S Cars Ltd [pdf]

    Decision notices Published: 07/03/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  5. FCA Consumer Credit Research: Payday Loans, Logbook Loans and Debt Management Services - ESRO 2014 [pdf]

    External research Published: 05/06/2014 Last modified: 12/09/2014
    This report sets out the consumer experience of payday loans and logbook loans, as well as the experience of debt management services, both fee-charging and non-fee-charging. This research was one strand of several contributing to the Financial

  6. Notice of Decision 2024: Amalgamated Finance Limited [pdf]

    Decision notices Published: 24/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Unfair contract terms library

    Tasks for firms Published: 03/08/2015 Last modified: 09/05/2024
    The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

  8. Notice of Decision 2023: Michael Joseph Bentley [pdf]

    Decision notices Published: 03/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Warning Notice Statement 23/1 [pdf]

    Warning notices Published: 06/03/2023
    The FCA gave the following 2 individuals warning notices on 28 September 2022 proposing to take action (being the imposition of financial penalties) in respect of the conduct summarised in this statement.

  10. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs
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