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Showing 4761 to 4770 of 6326 search results for This final notice.

  1. OFT Requirement Notice: Swift Securities Limited [pdf]

    Requirement notices Published: 17/06/2011 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Swift Securities Limited which applies to its Consumer Credit Interim Permission.

  2. OFT Requirement Notice: Cim Technologies Limited [pdf]

    Requirement notices Published: 27/10/2010 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Cim Technologies Limited which applies to its Consumer Credit Interim Permission.

  3. Notice of Decision 2024: The Car Leasing Warehouse Ltd [pdf]

    Decision notices Published: 05/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2023: 1st Green Deal Ltd [pdf]

    Decision notices Published: 18/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. FCA Decision Notice 2013: Timothy Alan Roberts [pdf]

    Decision notices Published: 04/10/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. Our view is that a fine and a prohibition should be imposed.

  6. Notice of Decision 2024: A-Z Motors (Peterborough) Limited [pdf]

    Decision notices Published: 15/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FCA to undertake work in the motor finance market

    Statements Published: 11/01/2024 Last modified: 11/01/2024
    The FCA will review historical motor finance commission arrangements and sales across several firms.

  8. Primary Market Bulletin 49

    Newsletters Published: 20/05/2024 Last modified: 31/05/2024
    This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report  

  9. General Insurance Pricing Practices Market Study Final Report - Annex 3: Analysis informing the proposed pricing remedy [pdf]

    Market studies Published: 22/09/2020 Last modified: 22/09/2020
    This Technical Annex is published alongside the General Insurance Pricing Practices Market Study Final Report, Consultation Paper and Cost Benefit Analysis on a proposed package of remedies.

  10. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered
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