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FCA Decision Notice 2015: Peter Francis Johnson [pdf]
This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a -
MS16/2.3: Mortgages market study: final report [pdf]
In this report we set out our final findings of the Mortgages Market Study. -
FCA welcomes launch of ISSB standards
FCA welcomes the International Sustainability Standards Board (ISSB) launch of its first sustainability-related reporting standards. -
Money Laundering Regulations
Find out more about Money Laundering Regulations (MLRS) and how firms need to comply. -
Cancel or dissolve your society
How to cancel or dissolve a society. -
Getting regulation right
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016. -
Notice of Decision 2024: Finance Cars 4 U Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Speedway Corner Garage Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Riverside Carsite Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Niddrie Motor Co Ltd [pdf]
“This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.