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Showing 4791 to 4800 of 6326 search results for This final notice.

  1. Notice of Decision 2024: Alex Cars Bristol Ltd [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2023: Guyon Capital Management Limited [pdf]

    Decision notices Published: 17/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Decision Notice: Corrado Abbattista [pdf]

    Decision notices Published: 16/09/2020 Last modified: 16/09/2020
    This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed.

  4. Notice of Decision 2024: Anthony Thomas James Faulkner  [pdf]

    Decision notices Published: 23/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation.

  5. Corporate - Notification for Change in Controller (Section 178 notice) [doc]

    Forms Published: 22/03/2022 Last modified: 23/06/2022
    This form should be completed by a director of a corporate entity that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.

  6. Personal data and supervision

    Last modified: 13/12/2023
    How and why the FCA uses personal data to carry out its supervision functions.

  7. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

  8. Change or cancel an approval for a controlled function

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF).

  9. Notice of Decision 2023: SMG Performance Cars Limited (SMG) [pdf]

    Decision notices Published: 01/11/2023
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  10. Notice of Decision 2023: London Residentials Limited [pdf]

    Decision notices Published: 21/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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