Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 481 to 490 of 6296 search results for This final notice.

  1. FSA Final Notice 2012: Mr Syed Itrat Hussain [pdf]

    Final notices Published: 04/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Syed Itrat Hussain

  2. FSA Final Notice 2012: Turkish Bank (UK) Ltd [pdf]

    Final notices Published: 26/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Turkish Bank (UK) Ltd

  3. FCA Final Notice 2013: Douglas Jones [pdf]

    Final notices Published: 29/04/2013 Last modified: 19/05/2015
    This final notice refers to breaches of APER 6 and APER 1 related to lack of fitness/propriety in the mortgage and consumer credit sector. We imposed a full prohibition and £13,300 financial penalty, after discount.

  4. Final Notice 2017: Stephen Duffy [pdf]

    Final notices Published: 04/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: John Abbott [pdf]

    Final notices Published: 28/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2015: Mark Cleaver [pdf]

    Final notices Published: 20/08/2015 Last modified: 03/09/2015
    This final notice refers to breaches of COND, related to threshold conditions and failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.

  7. Final Notice 2015: Tariq Rashid [pdf]

    Final notices Published: 17/08/2015 Last modified: 17/08/2015
    This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  8. FSA Final Notice 2013: Pallister Credit Union Limited [pdf]

    Final notices Published: 28/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Pallister Credit Union Limited

  9. FSA Final Notice 2012: Mr Mukhtar Khan trading as United Finance and Insurance Services [pdf]

    Final notices Published: 17/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Mukhtar Khan trading as United Finance and Insurance Services

  10. Final Notice 2017: James Pollock [pdf]

    Final notices Published: 20/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Related topics