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Showing 4861 to 4870 of 6326 search results for This final notice.

4861. OFT Requirement Notice: The Entitlements Agency Ltd [pdf]

      Requirement notices Published: 29/10/2012 Last modified: 01/04/2014
      This Notice from the OFT placed a requirement on The Entitlements Agency Ltd which applies to its Consumer Credit Interim Permission.

4862. Notice of Decision 2024: John Wallace (trading as Mia Motors) [pdf]

      Decision notices Published: 17/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4863. Notice of Decision 2024: Velocity Global Trading Ltd [pdf]

      Decision notices Published: 02/07/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

4864. Consumer protection in the listing regime

      Speeches Published: 21/03/2014 Last modified: 28/03/2014
      We first started our thinking and discussions in this area almost two years ago. ... Thank you. radios. Yes. No. What can we do to improve pages like this?

4865. Notice of AIFM delegation form [doc]

      Forms Published: 11/07/2014 Last modified: 10/01/2019
      This form is only for firms who are already authorised under Part 4A of FSMA as a full-scope UK AIFM and must notify the FCA of delegation and sub-delegation arrangements in accordance with article 20 of the AIFMD, regulations 26 to 28 of the UK

4866. Notice of Decision 2024: G. P. Ellis & A. R. Hughes Ltd [pdf]

      Decision notices Published: 23/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4867. Notice of Decision 2024: VV Commercials UK Limited [pdf]

      Decision notices Published: 15/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4868. Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]

      Decision notices Published: 03/11/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4869. FCA’s proposals for a new listing regime

      Speeches Published: 17/09/2021 Last modified: 17/09/2021
      Speech by Clare Cole, Director of Market Oversight, FCA to City & Financial's 'The Modernisation of the Listing Regime' event

4870. PS18/21: SME access to the Financial Ombudsman Service - near-final rules

      Policy statements Published: 22/01/2018 Last modified: 17/12/2018
      Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’)