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Showing 4911 to 4920 of 6326 search results for This final notice.

  1. Notice of Decision to Cancel: Murrayfield Management Limited [pdf]

    Cancellation notices Published: 27/09/2016
    This decision notice refers to breaches of money laundering regulations 2007 related to failing to be open and co-operative in the trading firm sector. Our view is that a cancellation should be imposed.

  2. PS15/2: Recovery and Resolution Directive, including feedback on CP14/15 and final rules

    Policy statements Published: 16/01/2015 Last modified: 30/08/2015
    PS15/2: Recovery and Resolution Directive, including feedback on CP14/15 and final rules. ... In this Policy Statement, we summarise the feedback we received on the Consultation Paper and explain our response.

  3. Asset Land - Information for investors

    News stories Published: 26/04/2016 Last modified: 15/10/2019
    The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation

  4. Notice of Decision 2024: 247 Commercial Vehicles Ltd [pdf]

    Decision notices Published: 17/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. General Insurance Pricing Practices Market Study Final Report - Annex 2: Simulation of remedy impact [pdf]

    Market studies Published: 22/09/2020 Last modified: 15/12/2020
    This Technical Annex presents our estimates of the impact of the proposed pricing remedy. Estimates are based on a forward-looking quantitative simulation with 2022 as the first year of the prospective remedy.

  6. Investigation opening criteria

    How we operate Published: 22/04/2016 Last modified: 21/02/2022
    Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

  7. FCA Handbook Notice 37 [pdf]

    Handbook Published: 22/09/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority Board under its legislative powers on 22 September 2016, and rules and standard terms also made by the Financial Ombudsman Service on 21

  8. General Insurance Pricing Practices Market Study Final Report - Annex 1: Detailed feedback on our Interim Report and our response [pdf]

    Market studies Published: 22/09/2020 Last modified: 22/09/2020
    We received over 60 responses from across the industry as well as consumer groups and individual consumers. We have carefully considered this feedback and set out further details together with our responses

  9. FCA Handbook Notice 35 [pdf]

    Handbook Published: 29/07/2016 Last modified: 29/07/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 29 June and 28 July 2016. It also contains information about other publications relating to the

  10. FCA Handbook Notice 36 [pdf]

    Handbook Published: 10/08/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 28 July 2016. It also contains information about other publications relating to the Handbook.
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